Ray Block, Jr.
Week #3
July 1, 2002
Lecture notes
Upcoming Events
- I have new office hours. From now on, I will be in the office from 2:00
PM to 6:00 PM, Monday-Friday.
- We will discuss details about the group projects next week (have a happy
4th of July).
- Discuss the details about writing the term paper. I will spend a substantial
amount of time on this.
Today's Blueprint
Overlap from the last discussion:
- Last time, we covered several of the stages in the political development
of American cities. This evolution went through the following phases:
- The Colonial Town period
- The Early Republic period
- The Political Machines period
- The Reform movement period
Based on this historical overview, Judd and Swanstrom explain that there are
four (4) reoccurring themes that loom large over the history of urban development
and governance. These looming forces represent the dominant issues in urban
politics, and no UP study is complete without contending with these issues in
one way of another.
- The culture of privatism (fosters a conflict between economic individualism
and social responsibility)
- The politics of growth (leads to the trade-off between a city government
having financial autonomy and a city government having corporate backing).
- The challenge of governance (makes for a tradeoff between the political
and economic logic of governing a city)
- The politics of succession (fosters the conflict between the affluent
and the resource dependent)
We will discuss each of these issues in the pages that follow
The Culture of Privatism
Last class we talked about the fact that American cities are, first and foremost,
economic units-each with its own self-contained and self-interested capitalist
system driven by the desire to make profits. The "me-centered"/ strictly-business
mentality of American cities characterizes what social scientist, Sam Bass Warner
(1968), calls the culture of privatatism. In a sentence, the culture of privatism
is the belief that individual economic development is more important than public
interests.
- Generally, Americans like limited government. This idea goes back as far
as Thomas Jefferson and his notion that the best government is the one that
governs least.
- In addition to wanting to be left alone by the government, Americans
want to be free to pursue economic gains without the government intervention.
- In this sense, city governments are not much different from the citizens
that populate them. In order to function properly, cities need to grow
economically
- Therefore, the culture of privatism breeds two types of conflict:
- One between those who want the government out of their lives and those
who support government intervention
- Another between those who feel the city should devote more resources
to serving its citizens and those who believe the city's main objective
should be promoting economic growth and letting the market take care of
public interests.
The Politics of Growth
The "grow or die" mentality of American cities leads to an interesting
dynamic
- Because city governments are putting their emphasis on business and their
fate in the market, officials seek outside businesses to stimulate economic
growth in their cities.
- Such businesses have mobile wealth and therefore possess a strategic bargaining
advantage.
- For example, in exchange for them doing business in the city, officials
are willing to give kick-backs like land use-permits and relaxed zoning
requirements.
- As a result, cities end up competing for outside investors. Sometimes, they
can even sacrifice more than they gain to in these desperate negotiations
- For example, allowing a business to build a factory that boosts the
economy but rapes the area of its natural resources).
- Swanstrom (1989) described this skewed give-and-take between city governments
and businesses (usually with the city becoming beholden to these) as a new
form of machine politics, a corporate growth machine.
The Challenge of Governance
So what is a city supposed to do? The culture of privatism shows that citizens
are looking out for themselves (emphasizing the well-being of the individual
over the well-being of the city. The politics of growth says that cities look
out for their own interests (soliciting business from outside investors, sports
teams, and growth machines). This presents an obvious trade-off between citizen-centered
(political logic) and city-centered (economic logic) considerations of American
cities:
The Political Logic:
- At first (pre-civil war), political power, like economic wealth, tended
to concentrate in the hands of the privileged few. But as cities grew (post-civil
war) the power base shifted from the wealthy elites to the masses and city
politics became more concerned with making/keeping the citizens (not the elites)
happy. This mass focus in city politics characterizes the political logic
of governance:
- Generally, policy decision-making is the domain of our leaders, who
usually have more experience and more information than do regular citizens.
However, this does not mean that public officials design policy without
considering popular sentiment. To coin Rousseau's term, the "general
will" can-and often does-affect leaders' decisions (1762).
- Just as elites seek to win over the public, citizens ultimately want
to influence policy decisions in their favor. The older Verba and friends
literature describes political participation as the bridge by which citizens
carry information to elites (Verba, Nie, and Kim 1978). The newer Verba
and friends literature employs the analogy of participation being a "voice,"
a form of political body language. Participation is how citizens communicate
their concerns and preferences to elites
- Therefore, city leaders must build broad coalitions of support-spreading
the rewards of public policy to as many voters as possible, and, ultimately,
guaranteeing her re-election.
The Economic Logic:
- Since firms and entrepreneurs are free to take their business elsewhere,
politicians must cater to investors in addition to (or maybe in spite of)
voters. Again, some people stand to benefit from this while others tend to
suffer. To remain competitive, city officials offer interesting incentives
for businesses to work in their cities (see above).
To sum it all up, the political logic of governance dictates that politicians
should cultivate government support, while the economic logic of city governance
dictates that cities should primarily promote economic growth. Focusing on one
will almost automatically mean compromising the other, Therefore, the real task
of governing a city is successfully balancing the economic and political pressures
of the city.
The Politics of Succession
This leads us the final force that reoccurs in the history of city governments.
Succession is arguably one of the biggest issues contemporary issues of UP.
The empirical regularity in UP is that old, core cities tend to become surrounded
by White, municipally independent, suburbs or "edge citied." [Give
the Livonia vs. Detroit, MI example: The latter has highest White population
96.5% and the former has the 2nd Blackest population (82.8%). Because urban
areas tend to a collection of city governments, one may look at how these separate
jurisdictions play off one another. The bad new is that, if the rate of municipal
fragmentation remains constant we may never be able to resolve the appeal of
succession.
- Americans love moving away from their problems. That is how the first settlers
got here is the first place.
- As we spread westward, leaving eastern safe-havens (and braving restless
natives) for the sake of a better life. One should note that, while all this
running away is taking place, the technology of the time how far removed suburbans
could be from the urban core.
- Now that we can no longer move westward, well-to-do Americans are leaving
cities for suburbs, occupied by people like them. The logic of America's trend
toward suburbanization can be explained as follows:
- It is a known fact that urban problems, for whatever reason, tend to
accompany urban development. It is not surprising that one of the common
reactions to these rising problem is to flee the scene.
- When they talk about suburbanization, they usually refer to the idea
that urban factors like fewer job opportunities, bad public schools, and
high crime rates, etc.) push residents from cities to suburbs. The reality
is that the word "urban" has become synonymous for racial and
ethnic minorities and poor people, and many residents leave urban areas
to escape these groups.
- Drawing back the to the ideas discussed in the challenge of city governance,
suburbanization leaves behind a contingency of non-taxable institutions
and lower- to working-class minorities, all of which depend on city services
and drain the city budget. As a result, American cities, once the hallmarks
of prosperity, become impoverished because they stockpile debt faster
than they generate revenue.