Ray Block, Jr.
7/17/2k2
PS #505 Urban Politics
Lecture Notes
Upcoming Events:
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Here is a list of (potential) list of the things that are fair game for
the group projects:
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Melting Pot, Mosaic, or Salad Bowl (how do you feel about urban diversity?
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The Controversy over immigration
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Urban poverty
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Poverty and public policy
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Crime, criminal punishment, and the criminal justice system
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Public education and the city
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Talk about each of these issues in class.
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By now, paper proposal topics should be into the instructor.
Today’s Blueprint:
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In the last class, we talked about the “new federalism” and the notion
of “devolution”:
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Devolution (see "new federalism") = Describes the evolving (or in this
case, de-evolving) relationship between the national and state governments
as they sort out their roles and responsibilities within the federal system
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Devolution, one of the leading Washington buzzwords these days, is at the
heart of the new federalism.
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In a sentence, devolution is the passing down of responsibilities from
the national government to states and local governments.
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In this class, we will continue that discussion. But doing so requires
that we deal with several additional questions in detail:
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What is Federalism?
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Why Federalism?
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What is a Unitary system?
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What is Confederation?
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What the Founding Fathers had in mind when then created federalism (the
intended consequences)
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What actually happens because of federalism (the unforeseen and unintended
consequences)
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Weighing the good with the bad (this is where the Peterson reading comes
in).
American Federalism:
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The relationship between the national government and its states and localities,
once evolving, is said to be in a state of “devolution.” But before we
can talk about any of that, we have to take care of some housekeeping.
What is Federalism?
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Previous definition: Yesterday, I told you that Federalism = Addresses
two main questions:
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What level of government should do what?
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Who should pay for it?
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Upgraded definition: Federal is a series of Constitutional arrangements
that divide power between the nation and its states and localities.
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Both the nation and its states and localities can enforce its laws directly
on its citizens.
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Neither nations nor states can change this arrangement without the consent
of the other.
Why Federalism?
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James Madison (Federalist 39): "the proposed Constitution therefore is
in strictness neither a national nor a federal constitution; but a composition
of both"
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Why have a state and local governments anyway? Why not have just a centralized
political system with a single government accountable to national majorities
in national elections that can implement uniform policies throughout the
country?
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Why go through all the hassle of breaking things up?
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The founding fathers of our nation wanted to safeguard against government
tyranny.
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Think of Federalism as a system of supplementary precautions against the
tyranny of central leadership.
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The Constitution has several (2) built-in safeguards against this potential
tyranny of the federal government:
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One of which is the separation of power, which disperses governmental power
(to ability to determine who will hold government office and how the government
will behave) among the separate executive, legislative, and judicial branches.
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…Of particular relevance to us are:
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The notion of a Unitary System
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The notion of Confederation
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Think of it this way, if Federalism is based on a series of special (quote/unquote)
“Constitutional Arrangements,” then the notions of a “Unitary [American]
System” and collective American “Confederation” make up the actual arrangement
upon which Federalism hinges.
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Built into our Constitution is this notion of Unitary Systems:
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If Federalism is based on a (quote/unquote) “Constitutional Arrangement,”
then the Unitary System is the actual Constitutional arrangement on which
Federalism hinges.
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The notion of an American Unitary system ensures that:
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The authority rests with the national government.
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The State and local governments have only those powers given to them by
the national government.
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Also built into our Constitution is the notion of Confederation:
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States that the national government is created by (and relies on) state
and local governments for its authority.
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This is what President Reagan's was referring to when he made his inaugural
address in 1981: "The federal government did not create the states; the
states created the federal government."
Expected Consequences of Federalism:
When the men of 1787 created the US Constitution, they expected great
things out of Federalism. This vision led to several hypothesized results
for American governance:
Federalism provides another “check” in the American checks and
balances system
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Why: This gets back the Federalist papers debates. Get notes on this after
you finish.
Federalism disperses power
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Why: Decentralizing power distributes it more widely among different sets
of leaders.
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Multiple leadership groups is assumed to be more democratic than a single
set of allpowerful groups0.
Federalism increases political participation
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Why: Decentralization allows more people to participate in the political
system.
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State and local elections are considered “closer to the people”
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Being able to participate generally (at both the local and national level)
is supposed to make citizens support for the political system more
Federalism makes the government more efficient
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Why: Decentralization makes the government more manageable and efficient
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“If local governments did not exist, then they would have to be invented.
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Governments become arbitrary when national bureaucracies try to direct
local administrations. They are too far from the local scene to be govern
local doings.
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Decentralization softens the rigidity of national law.
Federalism ensures that the federal government will be responsive
policies
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Why: Decentralized governments encourage policy responsiveness.
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Multiple competing governments are more sensitive to the needs of citizens.
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Americans move a lot (a national average of once every 5 years), and the
mobile nature of Americans facilitates a better match between citizen preferences
and public policy.
Federalism will encourage policy makers to be innovative in the way
they design policies
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Why: Competition between/among governments provides additional incentives
for creativity in public policy creation.
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Federalism may be perceived as being “conservative by our standards, but,
back in the day, it was viewed as the instrument of American “progressivism.”
Federalism will help America’s government manage conflict
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Why: Decentralization reduces the level of severity of national conflict.
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Decentralization brings different people together w/out endangering national
and irresolvable conflict.
Unintended Consequences of Federalism
Federalism is not w/out its faults. Among the many unintended consequences
of federalism are the
following:
Federalism can obstruct national policies
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Why: Federalism allows state and local officials to “stand in the
way” of the national government taking action on issues.
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Local leaders can frustrate the national policy by sacrificing national
interests for local interests.
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Decentralized government gives local NIMBYs (Not In My Back Yard) the opportunities
to obstruct airports, highways, waste disposal plants, public housing,
and many other projects in the national interests.
Federalism may wield the second face of power
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Why: Second face of power = ability to keep issues off the agenda.
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Although decentralization reduces conflict at the national level, it may
do so at the expense of some important national issues/injustices being
“swept under the rug.”
Federalism can perpetuate inequalities
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Why: The benefits and costs of government are not evenly distributed under
a federalist system.
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During the Civil Rights Movement, issues like school segregation were deemed
“state problems”, and the federal government did not want to get involved
in them.
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In this respect, federalism is the opposite of uniformity
Weighing the Good with the Bad:
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Who Should Do What? Peterson’s argument:
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More devoluti on may lead to economic growth (which may be good), but it
can also leat to more inequality (which may be bad).
Excellent web site: http://www.min.net/~kala/fed/devo.htm . They got
lots of info there.